Heather Lyn Penrod

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 04/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
• 12/2015 → 09/2016
  Roth Staffing Companies, Llp
  Tampa, FL
• 01/2017 → 04/2019
  Bank Of America, N.A.
  Tampa, FL
• 05/2019 → 09/2019
  Sandy Morris Financial & Estate Planning Services, Llc
  Tampa, FL
• 09/2019 → 01/2020
  Unemployed
  St Petersburg, FL
• 01/2020 → 09/2020
  Raymond James & Associates, Inc
  St. Petersburg, FL
• 12/2020 → Present
  Raymond James & Associates, Inc
  St Petersburg, FL

Previous Registrations

• 2020-01-23 → 2020-10-08
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 2019-05-17 → 2019-09-27
  Sandy Morris Financial & Estate Planning Services, Llc
  Tampa, FL
• 2017-01-05 → 2019-04-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL

Other Businesses

(1)Name of Business: Penrod's Allstar Drywall & More LLC Address: 2692 55th Street N, St Petersburg, FL, 33710, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 03/31/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The company is a single member LLC, solely owned by my husband. My only responsibility would be to assist him with tax filing and bank account reconciliation.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-30
• S63 Uniform Securities Agent State Law Examination
  2004-08-09

Other Names

• Heather Lyn Fowler
• Heather Lyn Hester
• Heather Lyn Hester
• Heather Lyn Hester