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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-12
CA RA APPROVED 2014-09-04
  • TX RA
    APPROVED_RES
    Since 2018-08-12
  • CA RA
    APPROVED
    Since 2014-09-04

Branch Locations

60 E. Huntington Drive, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Arcadia CA 07/2016 Present
Novum Home Solution Inc. Temple City AZ 11/2018 01/2022
Smart Invest Homes, Llc Santa Monica CA 04/2019 02/2021
K & J Essentials Llc Sheridan WY 09/2023 Present
  • 07/2016 → Present
    Jp Morgan Chase Bank, N.A.
    Arcadia, CA
  • 11/2018 → 01/2022
    Novum Home Solution Inc.
    Temple City, AZ
  • 04/2019 → 02/2021
    Smart Invest Homes, Llc
    Santa Monica, CA
  • 09/2023 → Present
    K & J Essentials Llc
    Sheridan, WY
Other Businesses

Entity Name: K & J Essentials LLC Investment related: No Address: 30 N Gould St Ste R, Sheridan, WY 82801 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 09/18/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Amazon online selling. I will be a part owner in this family business, I will minimal day-to-day involvement in the business. My responsibility will not overlap or have any connection with JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
S63 Uniform Securities Agent State Law Examination 2004-06-18
  • S66 Uniform Combined State Law Examination
    2014-08-29
  • S63 Uniform Securities Agent State Law Examination
    2004-06-18
Other Names
  • Joann Lee
  • Joann Chun Sun Lee

View on SEC IAPD

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