Joann Lee

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Jp Morgan Chase Bank, N.A.
  Arcadia, CA
• 11/2018 → 01/2022
  Novum Home Solution Inc.
  Temple City, AZ
• 04/2019 → 02/2021
  Smart Invest Homes, Llc
  Santa Monica, CA
• 09/2023 → Present
  K & J Essentials Llc
  Sheridan, WY

Other Businesses

Entity Name: K & J Essentials LLC Investment related: No Address: 30 N Gould St Ste R, Sheridan, WY 82801 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 09/18/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Amazon online selling. I will be a part owner in this family business, I will minimal day-to-day involvement in the business. My responsibility will not overlap or have any connection with JPMC.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-29
• S63 Uniform Securities Agent State Law Examination
  2004-06-18

Other Names

• Joann Lee
• Joann Chun Sun Lee