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Kenneth Thomas Speight

LPl Financial LLC

Chesapeake, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-01
VA RA APPROVED 2025-05-01
  • TX RA
    APPROVED_RES
    Since 2025-05-01
  • VA RA
    APPROVED
    Since 2025-05-01

Branch Locations

505 Independence Parkway Suite 102, Chesapeake, VA 23320 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Norfolk VA 01/2008 03/2023
Eagle Strategies Llc Norfolk VA 07/2008 03/2023
Sterling Financial Group Norfolk VA 06/2010 Present
Grove Point Investments Llc Rockville MD 03/2023 05/2025
Grove Point Advisors Llc Rockville MD 03/2023 05/2025
Chesapeake Tax Service Chesapeake VA 01/1990 Present
Lpl Financial Llc Chesapeake VA 05/2025 Present
  • 01/2008 → 03/2023
    Nylife Securities Llc
    Norfolk, VA
  • 07/2008 → 03/2023
    Norfolk, VA
  • 06/2010 → Present
    Sterling Financial Group
    Norfolk, VA
  • 03/2023 → 05/2025
    Grove Point Investments Llc
    Rockville, MD
  • 03/2023 → 05/2025
    Grove Point Advisors Llc
    Rockville, MD
  • 01/1990 → Present
    Chesapeake Tax Service
    Chesapeake, VA
  • 05/2025 → Present
    Chesapeake, VA
Previous Registrations
  • 2023-03-17 → 2025-05-01
    Grove Point Advisors, Llc
    Chesapeake, VA
    Rockville, MD
  • 2008-07-03 → 2023-03-30
    Norfolk, VA
  • 2006-06-23 → 2007-12-19
    Virginia Beach, VA
    Virginia Beach, VA
Other Businesses

1. 05/01/2025- Chesapeake Tax Service- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/1990- 10 Hours Per Month 2. 05/01/2025- Sterling Financial Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/01/2008- 160 Hours Per Month- 80 Hours During Trading 3. 05/01/2025- Tom Speight- Real Estate Rental- INV Related- At Portsmouth, VA- Start date 06/01/1992- 1 Hour Per Month 4. 05/01/2025- Tom Speight- Real Estate Rental- INV Related- At Chesapeake, VA- Start date 06/01/2018- 1 Hour Per Month 5. 05/01/2025-Tom Speight- Real Estate Rental- INV Related- At Chesapeake, VA- Start date 06/01/1990- 1 Hour Per Month 6. 05/01/2025- Sterling Financial Group- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/2003- 2 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-26
S63 Uniform Securities Agent State Law Examination 2004-06-18
  • S65 Uniform Investment Adviser Law Examination
    2006-05-26
  • S63 Uniform Securities Agent State Law Examination
    2004-06-18
Other Names
  • Tom Speight
  • K Tom Speight

View on SEC IAPD

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