Leslie Allen Thoms

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 01/2021
  E*Trade Securities Llc
  King Of Prussia, PA
• 10/2015 → 09/2018
  E*Trade Securities Llc
  Jersey City, NJ
• 03/2020 → 01/2021
  E*Trade Capital Management Llc
  King Of Prussia, PA
• 01/2021 → 03/2023
  E*Trade Securities Llc
  Berwyn, PA
• 01/2021 → 03/2023
  E*Trade Capital Management Llc
  Berwyn, PA
• 01/2023 → 03/2024
  Morgan Stanley
  Berwyn, PA
• 10/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 10/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 03/2024 → 10/2024
  Unemployed
  Philadelphia, PA

Previous Registrations

• 2023-03-28 → 2024-04-11
  Morgan Stanley
  West Conshohocken, PA
• 2020-09-04 → 2023-03-27
  Harrisdirect Llc
  Arlington, VA
  Berwyn, PA
  King Of Prussia, PA
  West Conshohocken, PA

Exams

• S66 Uniform Combined State Law Examination
  2020-08-31