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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED_RES | 2024-06-06 |
| CA | RA | APPROVED | 2024-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westlake | CA | 10/2009 | 11/2017 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 11/2017 | 01/2020 |
| Citigroup/Citibank | Sherman Oaks | CA | 01/2020 | 03/2024 |
| Rw Eagle Llc | Northridge | CA | 04/2017 | Present |
| Citigroup Global Markets Inc. | Sherman Oaks | CA | 01/2020 | 03/2024 |
| J.P. Morgan Securities Llc | Encino | CA | 06/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Encino | CA | 06/2024 | Present |
| Bank Of America | Westlake | CA | 12/1998 | 11/2017 |
Entity Name: RW Eagle LLC Investment related: No Address: 18912 Roscoe Blvd. Northridge, CA 91324 Nature of the other business: Laundromat Position/Title/Relationship: Owner/Partner Start Date: 04/06/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Laundromat.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-23 |
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