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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-05-09 |
Branch Locations
200 Main St Sw Suite 106, Gainesville, GA 30501 • United States
Flowery Branch, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Gainesville | GA | 02/2004 | 05/2023 |
| Park Avenue Securities | Gainesville | GA | 05/2004 | 05/2023 |
| Massmutual Life Insurance Co | Gainesville | GA | 02/2023 | Present |
| Mml Investors Services, Llc | Gainesville | GA | 05/2023 | Present |
1) Name: Britton Adams, Inv Rel: Y Addr: 200 Main St, Suite 106, Gainesville GA 30501, Nature: Outside Insurance, Position: Agent, Start: 01/01/2003, No Hr/Mo: 5 No Hr/Mo Dur Trading: 5, Duties: Life, Disability & Fixed Annuities. 2) Name: The Z Group, Inv Rel: Y Addr: 200 Main St, Suite 106, Gainesville GA 30501, Nature: DBA Position: President, sole member, Start: 1/1/2020, No Hr/Mo: 10 No Hr/Mo Dur Trading: 5, Duties: DBA used to promote all aspects of my financial services business. 3) NAME: Lanier Baseball Academy INV REL: N ADD: 796 Lakeview Drive, Gainesville GA 30501 NATURE: Travel baseball team POSITION: Director START DATE: 09-15-25 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Help organize and coach youth baseball organizations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-30 |
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