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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-05-09
  • GA RA
    APPROVED
    Since 2023-05-09

Branch Locations

200 Main St Sw Suite 106, Gainesville, GA 30501 • United States

Flowery Branch, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Gainesville GA 02/2004 05/2023
Park Avenue Securities Gainesville GA 05/2004 05/2023
Massmutual Life Insurance Co Gainesville GA 02/2023 Present
Mml Investors Services, Llc Gainesville GA 05/2023 Present
  • 02/2004 → 05/2023
    Guardian Life Insurance
    Gainesville, GA
  • 05/2004 → 05/2023
    Park Avenue Securities
    Gainesville, GA
  • 02/2023 → Present
    Massmutual Life Insurance Co
    Gainesville, GA
  • 05/2023 → Present
    Gainesville, GA
Previous Registrations
  • 2007-04-10 → 2023-05-08
    Gainesville, GA
    Gainsville, GA
    Gainesville, GA
    Atlanta, GA
    Atlanta, GA
    Gainesville, GA
Other Businesses

1) Name: Britton Adams, Inv Rel: Y Addr: 200 Main St, Suite 106, Gainesville GA 30501, Nature: Outside Insurance, Position: Agent, Start: 01/01/2003, No Hr/Mo: 5 No Hr/Mo Dur Trading: 5, Duties: Life, Disability & Fixed Annuities. 2) Name: The Z Group, Inv Rel: Y Addr: 200 Main St, Suite 106, Gainesville GA 30501, Nature: DBA Position: President, sole member, Start: 1/1/2020, No Hr/Mo: 10 No Hr/Mo Dur Trading: 5, Duties: DBA used to promote all aspects of my financial services business. 3) NAME: Lanier Baseball Academy INV REL: N ADD: 796 Lakeview Drive, Gainesville GA 30501 NATURE: Travel baseball team POSITION: Director START DATE: 09-15-25 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Help organize and coach youth baseball organizations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-30
S63 Uniform Securities Agent State Law Examination 2006-03-30
  • S65 Uniform Investment Adviser Law Examination
    2007-03-30
  • S63 Uniform Securities Agent State Law Examination
    2006-03-30
Designations
  • Chartered Financial Consultant
Other Names
  • Britton Davis Adams

View on SEC IAPD

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