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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-02 |
| TN | RA | APPROVED | 2019-01-29 |
Branch Locations
8115 Isabella Lane Suite 5, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Company | Franklin | TN | 08/2008 | 12/2016 |
| Allstate Financial Advisors, Llc | Franklin | TN | 08/2008 | 01/2017 |
| Pruco Securities, Llc | Franklin | TN | 12/2016 | 12/2018 |
| The Prudential Insurance Company Of America | Franklin | TN | 12/2016 | 10/2018 |
| Massmutual Life Insurance Co | Brentwood | TN | 12/2018 | Present |
| Mml Investors Services, Llc | Brentwood | TN | 01/2019 | Present |
| Allstate Financial Services, Llc | Franklin | TN | 08/2008 | 01/2017 |
(1) NAME: N/A INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: CPA/TAX PREPARATION POSITION: ENROLLED AGENT, ACTIVE STATUS START: 3/1/2008 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: DAVID MICHAEL CAPOZZI INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: NOTARY, STATE OF TENNESSEE POSITION: NOTARY PUBLIC START: 8/1/1998 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (3) NAME: N/A INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: POST EMPLOYMENT TRAIL COMMISSIONS POSITION: RECEIVE TRAIL COMMISSIONS, FIXED LIFE ONLY START: 1/20/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (4) NAME: DAVID M CAPOZZI, INV REL: Y, ADD: 8115 ISABELLA LANE, SUITE 5, BRENTWOOD, TN 37027, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 7/1/2025, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2, DUTIES: Life, Disability, Long-term care, Fixed annuities, Health
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-12 |
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