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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-05-11 |
Branch Locations
161 Washington St Suite 1111, Conshohocken, PA 19428 • United States
Loveland, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Cincinnati | OH | 05/2007 | Present |
| Hornor Townsend & Kent, Inc | Cincinnati | OH | 05/2007 | Present |
1) INSURANCE BROKERAGE - NO DBA, INVESTMENT-RELATED, 568 BLACK HAWK TRAIL, LOVELAND, OH 45140, INSURANCE, EMPLOYEE/AGENT, START DATE: MAY 2007, APPROXIMATE NUMBER OF HOURS/MONTH: MORE THAN 40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: REGIONAL FIELD OFFICE ADMINISTRATOR FOR PENN MUTUAL LIFE INSURANCE COMPANY. 2) INSURANCE BROKERAGE - NO DBA, INVESTMENT-RELATED, 568 BLACK HAWK TRAIL, LOVELAND, OH 45140, INSURANCE, AGENT, START DATE: OCTOBER 2011, APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INSURANCE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-09 |
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