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Tommy A. Romero

Fisher Investments

Woodside, CA

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-09-30
  • CA RA
    APPROVED
    Since 2004-09-30

Branch Locations

13100 Skyline Blvd., Woodside, CA 94062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments, Inc. Woodside CA 08/2000 Present
  • 08/2000 → Present
    Fisher Investments, Inc.
    Woodside, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-29
  • S65 Uniform Investment Adviser Law Examination
    2004-09-29

View on SEC IAPD

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