Inactive

James Stephen Smolinski

Fisher Investments

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Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-17
CA	RA	APPROVED	2005-04-13

TX RA
APPROVED_RES

Since 2024-10-17
CA RA
APPROVED

Since 2005-04-13

Branch Locations

13100 Skyline Blvd., Woodside, CA 94062 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments, Inc.	Woodside	CA	04/1998	Present

04/1998 → Present

Fisher Investments, Inc.

Woodside, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-11
S63	Uniform Securities Agent State Law Examination	1999-04-16

S65 Uniform Investment Adviser Law Examination

2005-04-11
S63 Uniform Securities Agent State Law Examination

1999-04-16

Other Names

James Smolinski

View on SEC IAPD

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