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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-01 |
Branch Locations
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Mechanicsburg, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeastern Star Asset Management, Inc. | Wormleysburg | PA | 09/2014 | Present |
| Thrivent Advisor Network, Llc D/B/A Advent Partners | Mechanicsburg | PA | 10/2025 | Present |
1) Mr. Dubendorf is dually registered with Northeastern Star Asset Management, Inc. ("Northeastern Star") and Thrivent Advisor Network, LLC d/b/a Advent Partners ("TAN") on a temporary and transitional basis. Mr. Dubendorf has served as an investment advisor representative for TAN and Northeastern Star since October 2025. Business is conducted from Mechanicsburg, PA 17055. Approximately 50% of Mr. Dubendorf's time is for services through Northeastern Star and the balance is for services through TAN. 2) Licensed insurance agent; Not investment-related; Mechanicsburg, PA 17055; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent 3) Dube's Tax and Payroll Services Inc.; Not investment-related; Mechanicsburg, PA 17055; Tax and Payroll Services; President; 1/1/1990; 20 hours per month; 0 during trading hours; Tax preparation and payroll services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-22 |
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