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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2017-05-19 |
Branch Locations
91 Tollgate Road Suite 400, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2007 | Present |
| Michael D Ruggieri | Warwick | RI | 11/2007 | 09/2022 |
| Backnine Advisors, Llc | Warwick | RI | 09/2022 | Present |
1. Fixed Insurance Sales, as an Agent; Conducted at branch location; Investment related. 2. Owner, Backnine Advisors, LLC, a private entity established for liability purposes related to the sale of insurance products; As of 06/15/2018; Approximately 15-20% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-06 |
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