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Tradewinds Capital Management, LLC CRD 145934
$727M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-11-19 |
Branch Locations
2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saturna Capital Corporation | Bellingham | WA | 05/2015 | 01/2019 |
| Saturna Capital Corporation | Bellingham | WA | 12/2012 | 05/2019 |
| Unemployed | Bellingham | WA | 05/2019 | 11/2019 |
| Tradewinds Capital Management, Llc | Bellingham | WA | 11/2019 | Present |
SINCE DECEMBER 1, 2010, I HAVE BEEN A PART TIME EMPLOYEE OF NATHAN SIMLER BALLROOM LOCATED AT 1135 37TH ST, BELLINGHAM, WA 98229. NATHAN SIMLER BALLROOM IS SOLE PROPRIETORSHIP THAT PROVIDES BALLROOM DANCE INSTRUCTION AND TRAINING. IT IS A NON-INVESTMENT RELATED BUSINESS. I PERFORM BOOKKEEPING, WEBSITE, MARKETING AND RELATED OFFICE SUPPORT FUNCTIONS. I DEVOTE APPROXIMATELY 20 HOUR PER MONTH TO NATHAN SIMLER BALLROOM, NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-05 |
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