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9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-02-19 |
Branch Locations
9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
Encinitas, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swbc Investment Services, Llc | San Antonio | TX | 02/2015 | Present |
| Swbc Investment Company | San Antonio | TX | 02/2015 | Present |
NAME OF BUSINESS:ST BALDRICKS FOUNDATION NATURE:NONPROFIT EFFECTIVE:2/5/2009 DUTIES:HANDLES CONTRIBUTED FUNDS TITLE: ORGANIZER AMOUNT OF TIME:10HRS IAR of affiliated RIA: SWBC Investment Company
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-07-28 |
| S65 | Uniform Investment Adviser Law Examination | 2004-07-23 |
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