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Thomas Anthony Maltese

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-01-15
TX RA APPROVED 2015-01-15
  • PA RA
    APPROVED
    Since 2015-01-15
  • TX RA
    APPROVED
    Since 2015-01-15

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc. Malvern PA 12/2004 Present
Vanguard Marketing Corporation Malvern PA 12/2004 Present
Vanguard Advisers, Inc. Malvern PA 01/2015 Present
  • 12/2004 → Present
    The Vanguard Group Inc.
    Malvern, PA
  • 12/2004 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 01/2015 → Present
    Malvern, PA
Previous Registrations
Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: WEST CHESTER, PA NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 6/2004 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-05
  • S66 Uniform Combined State Law Examination
    2004-08-05
Designations

View on SEC IAPD

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