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Current Employers
Rhm Capital Management, Inc.

9500 Feather Grass Ln Ste 120-305, Fort Worth, TX 76177 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2018-08-28
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2018-08-28

Branch Locations

9500 Feather Grass Ln Ste 120-305, Fort Worth, TX 76177 • United States

750 S. Main Street Suite 150-25, Keller, TX 76248 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mbr Capital Management, Inc. Bakersfield CA 10/2010 Present
  • 10/2010 → Present
    Mbr Capital Management, Inc.
    Bakersfield, CA
Previous Registrations
  • 2009-10-23 → 2010-10-01
    Bakersfield, CA
    Roseville, CA
    Bakersfield, CA
    Porterville, CA
    Bakersfield, CA
  • 2004-07-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Santa Clarita, CA
    Santa Clarita, CA
    Stevenson Ranch, CA
    Newhall, CA
    Bakersfield, CA
    Lemoore, CA
    Ridgecrest, CA
    Bakersfield, CA
    Roseville, CA
    Ridgecrest, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Porterville, CA
    Porterville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-09
  • S66 Uniform Combined State Law Examination
    2004-07-09

View on SEC IAPD

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