Michael Todd Penny

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-05-05
FL	RA	APPROVED	2012-05-01

TX RA
APPROVED_RES

Since 2012-05-05
FL RA
APPROVED

Since 2012-05-01

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Seffner, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tampa	FL	04/2012	Present
Bank Of America N.A	Tampa	FL	06/2012	Present

04/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL
06/2012 → Present

Bank Of America N.A

Tampa, FL

Previous Registrations

2007-02-13 → 2012-04-23

Edward Jones

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-06
S63	Uniform Securities Agent State Law Examination	2004-07-22

S66 Uniform Combined State Law Examination

2007-02-06
S63 Uniform Securities Agent State Law Examination

2004-07-22

Other Names

Michael Penny

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews