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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-26 |
| TX | RA | APPROVED | 2024-04-23 |
Branch Locations
4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Scottsdale | AZ | 08/2015 | 09/2016 |
| Jpmorgan Chase Bank Na | Scottsdale | AZ | 09/2015 | 09/2016 |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 07/2017 | Present |
| J.P. Morgan Securities Llc | Phoenix | AZ | 07/2017 | Present |
| Bbva Compass | Phoenix | AZ | 09/2016 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-21 |
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