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William Joseph Capital Management, Inc. CRD 226535
$694M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-08-05 |
| CT | RA | APPROVED | 2016-03-14 |
Branch Locations
48 South Rd Unit 2, Somers, CT 06071 • United States
210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stateline Senior Services, Llc | Somers | CT | 03/2000 | 11/2021 |
| William Joseph Capital Management Llc | Somers | CT | 02/2016 | Present |
| Integrity Marketing Group, Llc (Dba Stateline Senior Services) | Somers | CT | 11/2021 | Present |
1). Integrity Marketing Group, LLC (dba Stateline Senior Services), not investment-related. Sales of insurance - annuities, disability, health, life, long-term care. Managing Partner and full-time employee. 140 hours per month. 2). KEBGMG, LLC - this is a holding company for his shares of Integrity Financial Marketing, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-05 |
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