Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-09 |
| WI | RA | APPROVED | 2017-09-05 |
Branch Locations
18000 West Sarah Lane Suite 180, Brookfield, WI 53045 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | West Bend | WI | 06/2009 | 08/2017 |
| Stifel Nicolaus & Co Inc | Brookfield | WI | 09/2017 | Present |
1. St Mary Church; 8705 County Highway N, Sayner WI, 54560; Catholic church; Parish Pastoral Council (PPC); Assist the pastor in his leadership role of planning, organizing, initiating, promoting, coordinating and reviewing the evangelization, worship, religious education/formation and service activities; 10/29/2024; 12 Hours per Year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-12 |
Reach out to this advisor