Jacob Daniel Statz

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 07/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 03/2015 → 07/2023
  Bank Of America, N.A.
  Indianapolis, IN
• 07/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  Indianapolis, IN

Previous Registrations

• 2015-02-19 → 2023-06-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 2011-09-19 → 2015-02-25
  J.P. Morgan Securities Llc
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2007-02-12 → 2011-09-19
  Chase Investment Services Corp.
  Indianapolis, IN
• 2006-04-21 → 2007-02-08
  Woodbury Financial Services, Inc.
  Carmel, IN
  Carmel, IN

Exams

• S66 Uniform Combined State Law Examination
  2006-03-30
• S63 Uniform Securities Agent State Law Examination
  2004-06-18

Designations

• Certified Financial Planner

Other Names

• Jacob Statz