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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-28 |
| WI | RA | APPROVED | 2004-11-05 |
Branch Locations
10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States
Verona, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Madison | WI | 03/2008 | Present |
| City National Bank | Madison | WI | 11/2017 | Present |
(1) 202 E. WASHINGTON, LLC.; ADDRESS: 1600 ASPEN COMMONS. STE 200 MIDDLETON, WI 53562; BUSINESS DESCRIPTION: INVESTMENT IN HOTEL IN MADISON, WI; NOT INVESTMENT RELATED; START DATE: 08/26/2015; CAPACITY: OWNER-PASSIVE; HOURS DEVOTED TO THIS OBA PER MONTH: NONE; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE; (2) GLENDALE WESTGATE LODGING INVESTORS III, LLC; ADDRESS: NORTH CENTRAL GROUP, 1600 ASPEN COMMONS, STE 200, Suite 200, PO BOX 620994 MIDDLETON, WI 53562; BUSINESS DESCRIPTIONS: INVESTMENT IN HOTEL IN GLENDALE, AZ; START DATE: 05/31/16. CAPACITY: OWNER-PASSIVE; DUTIES PERFORMED: NONE; HOURS DEVOTED TO THIS OBA PER MONTH: NONE; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE; (3) MADISON WEST PRINCETON INVESTORS, LLC; ADDRESS: 8102 WATTS ROAD, MADISON WI; BUSINESS DESCRIPTION: HILTON HOTEL; NOT INVESTMENT RELATED; START DATE: 04/01/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE[ (4) HT KINGS CROWN; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: REAL ESTATE LLC; INVESTMENT RELATED; START DATE: 05/15/2018; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (5) NAME OF ENTITY: La Strada Investments, LLC ADDRESS: 2 Royal Court Park City, Utah 84060 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC set up for purpose of investing in real estate development in Utah CAPACITY: Owner - Passive START DATE: 10/15/2021 DUTIES LLC will serve as passive investor in development partnership HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: Tancill Rental property ADDRESS: 14 Kingswood Circle Verona WI 53593 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Dec 15, 2025 CAPACITY: Other DUTIES: Setting up an OBA to allow my personal vacation home to be placed in a rental pool program HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-14 |
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