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Joseph Robert Hollen

Open Window Financial Solutions, Ltd.

Reno, NV

Reno, NV

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Current Employers
Open Window Financial Solutions, Ltd.

4741 Caughlin Parkway Suite 3, Reno, NV 89519 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-15
NV RA APPROVED 2004-06-02
  • TX RA
    APPROVED_RES
    Since 2017-12-15
  • NV RA
    APPROVED
    Since 2004-06-02

Branch Locations

4741 Caughlin Parkway Suite 3, Reno, NV 89519 • United States

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Open Window Financial Solutions, Ltd. Reno NV 03/2004 02/2025
Open Window Financial Solutions, Ltd. Reno NV 03/2004 01/2024
Open Window Financial Solutions, Ltd. Reno NV 02/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-27
  • S65 Uniform Investment Adviser Law Examination
    2004-02-27
Designations
Other Names
  • Joseph Robert Hollen
  • Joe Robert Hollen
  • Joseph R. Hollen
  • Joe R. Hollen

View on SEC IAPD

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