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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2020-05-20 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
307B Carpenter Dam Rd, Hot Springs, AR 71901 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Hot Springs | AR | 08/2009 | 01/2020 |
| Raymond James Financial Services, Inc. | Hot Springs | AR | 01/2020 | 04/2020 |
| Raymond James Financial Services Advisors, Inc. | Hot Springs | AR | 01/2020 | 04/2020 |
| Sowell Management | North Little Rock | AR | 04/2020 | Present |
| Apex Asset Advisors | Hot Springs | AR | 12/2019 | Present |
1) OAKLAWN BAPTIST CHURCH; not investment related; Hot Springs, AR; Advisory Board Member; starting 1/1995; 16 hrs/mo - 4 hrs/mo during trading hours; coordinate and fulfill needs of church. 2) HOT SPRING FAMILY YMCA.; not investment related; Hot Springs, AR; Board of Directors; starting 01/2006; 1 hr/mo during trading hours; volunteers on the board of directors/oversight of local YMCA. 3) Insurance agent, appointed with various insurance companies, investment related, no ownership, since 6/2019, 60 hour per month, 60 hours during trading, 100 Vale St, Hot Springs, AR 71901 4) Apex Asset Advisors; investment-related; 307B Carpenter Dam Rd., Hot Springs, AR 71901; President and Investment Advisor; 12/2019; personal DBA used to market financial services and registered DBA of Sowell Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-28 |
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