Timothy Jonathan Poole

Employer firm

Sowell Management CRD 127145

$4.81B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Hot Springs, AR
• 01/2020 → 04/2020
  Raymond James Financial Services, Inc.
  Hot Springs, AR
• 01/2020 → 04/2020
  Raymond James Financial Services Advisors, Inc.
  Hot Springs, AR
• 04/2020 → Present
  Sowell Management
  North Little Rock, AR
• 12/2019 → Present
  Apex Asset Advisors
  Hot Springs, AR

Previous Registrations

• 2020-02-05 → 2020-04-13
  Raymond James Financial Services Advisors, Inc
  Hot Springs, AR
• 2009-08-05 → 2020-02-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hot Springs, AR
• 2008-01-01 → 2009-08-10
  Wells Fargo Clearing Services, Llc
  Hot Springs, AR
• 2004-07-29 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Hot Springs, AR
  St. Louis, MO
  Hot Springs, AR

Other Businesses

1) OAKLAWN BAPTIST CHURCH; not investment related; Hot Springs, AR; Advisory Board Member; starting 1/1995; 16 hrs/mo - 4 hrs/mo during trading hours; coordinate and fulfill needs of church. 2) HOT SPRING FAMILY YMCA.; not investment related; Hot Springs, AR; Board of Directors; starting 01/2006; 1 hr/mo during trading hours; volunteers on the board of directors/oversight of local YMCA. 3) Insurance agent, appointed with various insurance companies, investment related, no ownership, since 6/2019, 60 hour per month, 60 hours during trading, 100 Vale St, Hot Springs, AR 71901 4) Apex Asset Advisors; investment-related; 307B Carpenter Dam Rd., Hot Springs, AR 71901; President and Investment Advisor; 12/2019; personal DBA used to market financial services and registered DBA of Sowell Management

Exams

• S66 Uniform Combined State Law Examination
  2004-07-28

Other Names

• Timothy J Poole