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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2016 | 08/2022 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 08/2022 | Present |
1. Po-Do Realty, LLC; 902 Brownwood, St. Louis, MO 63131; Real estate holdings; Property Manager & Book Keeper; 01/01/2017; 8 Hours per Month; Not during securities trading hours; Investment-Related. 2. Union Preschool; 3543 Watson Road, St. Louis, MO 63139; Preschool; Board Member; Review activities of the Preschool, budgets and operating expenses; 01/01/2022; 2 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-16 |
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