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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-26 |
| IL | RA | APPROVED | 2017-10-18 |
Branch Locations
1 Oakbrook Terrace Suite 700, Oakbrook Terrace, IL 60181 • United States
Elmhurst, IL • United States
425 N Gilbert St Suite 4, Danville, IL 61832 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 12/2013 | 03/2017 |
| Edward Jones | St Louis | MO | 06/2017 | 10/2017 |
| Ameriprise Financial Services, Inc. | Oakbrook Terrace | IL | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Oakbrook Terrace | IL | 03/2020 | Present |
Business Ownership; Little Cheray, Inc.; Owner; Manage Ameriprise Business; 253 N Oak Street, , Elmhurst, IL, 60126; Investment-Related; 01/24/2024; 1 to 9 hours per month; 0 during trading hours / Absolute Group LLC; Co-owner; Manage Ameriprise Business; 1 Oakbrook Terrace, Suite 700, Oakbrook Terrace, IL, 60181; Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-17 |
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