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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-05 |
| VA | RA | APPROVED | 2008-01-01 |
Branch Locations
91 Longwater Circle Ste 300, Norwell, MA 02061 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norwell | MA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norwell | MA | 11/2016 | Present |
TRUSTEE FOR NIECE AND NEPHEW'S TRUST, INV RELATED, HANOVER, MA, START DATE: 11/14/2018, 0 HRS/MONTH, 0 HRS DURING TRADING. 170 WEST THIRD STREET, LLC; NOT INVESTMENT RELATED; SOUTH BOSTON,MA; MANAGER; START DATE 06/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; MANAGER. PC STARDUST LLC; INV RELATED;HULL ,MA; HOLD A CONDOMINIUM FOR A NEEDY FAMILY MEMBER;50% OWNERSHIP; START DATE: 8/11/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-28 |
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