Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-11
SC RA APPROVED 2013-05-17
  • TX RA
    APPROVED
    Since 2018-09-11
  • SC RA
    APPROVED
    Since 2013-05-17

Branch Locations

803 Roper Creek Dr, Greenville, SC 29615 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenville SC 01/2011 03/2020
Ameriprise Financial Services, Llc Greenville SC 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 803 Roper Creek Drive, , Greenville, SC, 29615; Not Investment-Related; 10/25/2019. Business Ownership; Elevate Management Firm, LLC; Manage the day-to-day operations and expenses of our team practice; Manage the day-to-day operations and expenses of our team practice; 803 Roper Creek Drive, , Greenville, SC, 29615; Investment-Related; 12/01/2020; 20 to 39 hours per month; 20 to 39 during trading hours / BWA Holding; Commercial rental property holding company; Commercial rental property; 803 Roper Creek Drive, , Greenville, SC, 29615; Not Investment-Related; 10/25/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Roper Professional Park POA; President; 101 Roper Creek Drive, , Greenville, SC, 29615; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / South Carolina Children's Theatre; Board Member; 153 Augusta Street, , Greenville, SC, 29601; Not Investment-Related; 09/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Elevate Management Firm, LLC; Managing Director - Manage the day-to-day operations and expenses of our team practice; ; 803 Roper Creek Drive, , Greenville, SC, 29615; Investment-Related; 01/01/2021; 20 to 39 hours per month; 20 to 39 during trading hours / Extraordinary Financial Advisors; Coaching and consulting financial advisory practices; Coaching and consulting financial advisory practices; 803 Roper Creek Drive, , Greenville, SC, 29615; Not Investment-Related; 09/09/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-16
S63 Uniform Securities Agent State Law Examination 2006-12-09
  • S66 Uniform Combined State Law Examination
    2013-05-16
  • S63 Uniform Securities Agent State Law Examination
    2006-12-09
Designations
Other Names
  • Lee Bugay

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenville, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor