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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-09
TX RA APPROVED 2026-02-06
WA RA APPROVED 2026-02-02
  • FL RA
    APPROVED
    Since 2026-02-09
  • TX RA
    APPROVED
    Since 2026-02-06
  • WA RA
    APPROVED
    Since 2026-02-02

Branch Locations

3643 N Pearl Street, Tacoma, WA 98407 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jason Hummel Photography Gig Harbor WA 10/2009 Present
Commonwealth Financial Network Waltham MA 10/2025 10/2025
Soundview Financial Group Tacoma WA 08/2025 Present
Osaic Wealth, Inc. Gig Harbor WA 11/2025 Present
  • 10/2009 → Present
    Jason Hummel Photography
    Gig Harbor, WA
  • 10/2025 → 10/2025
    Commonwealth Financial Network
    Waltham, MA
  • 08/2025 → Present
    Soundview Financial Group
    Tacoma, WA
  • 11/2025 → Present
    Gig Harbor, WA
Previous Registrations
  • 2008-08-05 → 2009-04-13
    Cetera Investment Services Llc
    Tacoma, WA
    Enumclaw, WA
    Auburn, WA
Other Businesses

1. ALPINE STATE OF MIND, PHOTOGRAPHY. COMMISSIONED BASED, NON INVESTMENT RELATED. 2. JASON HUMMEL PHOTOGRAPHY POSITION: Owner NATURE: Sole Prop INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 04/10/2009 ADDRESS: 9717 148th Ave NW, GIG HARBOR WA 98329, United States DESCRIPTION: I have occasional photo shoots, and sell from my catalog of imagery taken over the past 17 years. 3. SOUNDVIEW FINANCIAL GROUP, INC. POSITION: Financial Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2026 ADDRESS: 3643 N Pearl St, Tacoma WA 98407-2601, United States DESCRIPTION: Financial Advisor duties DBA for Soundview Financial Group, Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-30
S65 Uniform Investment Adviser Law Examination 2008-05-21
S63 Uniform Securities Agent State Law Examination 2004-10-21
  • S66 Uniform Combined State Law Examination
    2026-01-30
  • S65 Uniform Investment Adviser Law Examination
    2008-05-21
  • S63 Uniform Securities Agent State Law Examination
    2004-10-21
Other Names
  • Jason Lee Hummel

View on SEC IAPD

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