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Inactive

Roy R Rumbley

Ballast Wealth LLC

Birmingham, AL

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Current Employers
Ballast Wealth Llc

Birmingham, AL • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-05-14
  • AL RA
    APPROVED
    Since 2026-05-14

Branch Locations

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dmc Group, Llc Birmingham AL 08/2016 Present
  • 08/2016 → Present
    Dmc Group, Llc
    Birmingham, AL
Previous Registrations
  • 2016-08-11 → 2026-05-14
    Greybox Investments
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
  • 2016-06-30 → 2016-08-25
    Stonex Advisors Inc.
    Birmingham, AL
  • 2005-03-11 → 2016-06-30
    Intl Advisory Consultants Inc.
    Birmingham, AL
Other Businesses

Rumbley Capital Management LLC, not investment-related,rental property, sole member, does not require time during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-10
  • S66 Uniform Combined State Law Examination
    2004-08-10

View on SEC IAPD

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