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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| UT | RA | APPROVED | 2018-06-11 |
Branch Locations
929 W Sunset Blvd, Saint George, UT 84770 • United States
1 S Main St, Saint George, UT 84770 • United States
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
144 West Brigham Rd Ste B, Saint George, UT 84790 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2005 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 06/2018 | Present |
DIXIE HIGH SCHOOL, NOT INV RELATED, ST. GEORGE, UT, BASEBALL COACH, START 2/1/2011, 20 HOURS PER MONTH, ZERO DURING TRADING, BASEBALL COACHING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-27 |
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