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401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-04-12 |
Branch Locations
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hutchinson, Shockey, Erley & Co. | Chicago | IL | 08/2014 | 09/2019 |
| Orec Securities, Llc | Columbus | OH | 10/2019 | 06/2022 |
| Stifel, Nicolaus & Company, Incorporated | Indianapolis | IN | 05/2022 | 03/2023 |
| Sapient Capital Llc | Indianapolis | IN | 02/2023 | Present |
1. IHSAA, 9150 Meridian St, Indianapolis, IN 46240; Officiating middle school and high school football games; Football Official; 3 hr/wk; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-18 |
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