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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc | St. Louis | MO | 01/2005 | 02/2018 |
| Td Ameritrade, Inc. | Bridgewater | NJ | 02/2018 | 09/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2019 |
| E*Trade Securities Llc | Morristown | NJ | 10/2019 | 10/2020 |
| E*Trade Capital Management, Llc | Morristown | NJ | 10/2019 | 10/2020 |
| Personal Capital Advisors Corporation | Scotch Plains | NJ | 10/2020 | 02/2022 |
| Personal Capital Advisors Corporation | Scotch Plains | NJ | 02/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-11 |
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