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James Edward Cook

Morgan Stanley

Red Bank, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-12
NJ RA APPROVED 2016-06-03
  • TX RA
    APPROVED
    Since 2021-01-12
  • NJ RA
    APPROVED
    Since 2016-06-03

Branch Locations

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Red Bank NJ 06/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2016 Present
  • 06/2016 → Present
    Morgan Stanley Smith Barney Llc
    Red Bank, NJ
  • 06/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*500766- POA; Investment related-Yes; Red Bank, New Jersey;07/2022; During business hours: 0; After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-29
S63 Uniform Securities Agent State Law Examination 2005-03-11
  • S65 Uniform Investment Adviser Law Examination
    2005-04-29
  • S63 Uniform Securities Agent State Law Examination
    2005-03-11
Designations
Other Names
  • James Cook

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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