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Thomas Andrew Hughes

One Wealth Capital Management, LLC

Scottsdale, AZ

CRD 4798877

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Employer firm

One Wealth Capital Management, LLC CRD 331395

$307M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
One Wealth Capital Management, Llc

4900 North Scottsdale Road Suite 4900, Scottsdale, AZ 85251 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-20
CA RA APPROVED 2024-05-24
  • AZ RA
    APPROVED
    Since 2024-06-20
  • CA RA
    APPROVED
    Since 2024-05-24

Branch Locations

4900 North Scottsdale Road Suite 4900, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Automatic Data Processing San Dimas CA 07/2007 07/2019
One Wealth Management Beverly Hills CA 07/2019 06/2023
Guardian Life Insurance Company Beverly Hills CA 02/2020 09/2022
Park Avenue Securities Beverly Hills CA 02/2020 09/2022
Guardian Life Insurance Company El Segundo CA 10/2022 12/2022
Park Avenue Securities El Segundo CA 10/2022 12/2022
Park Avenue Securities Phoenix AZ 12/2022 06/2023
One Wealth Management Investment And Advisory Services, Llc Phoenix AZ 07/2023 07/2024
One Wealth Capital Management, Llc Phoenix AZ 04/2024 Present
  • 07/2007 → 07/2019
    Automatic Data Processing
    San Dimas, CA
  • 07/2019 → 06/2023
    One Wealth Management
    Beverly Hills, CA
  • 02/2020 → 09/2022
    Guardian Life Insurance Company
    Beverly Hills, CA
  • 02/2020 → 09/2022
    Park Avenue Securities
    Beverly Hills, CA
  • 10/2022 → 12/2022
    Guardian Life Insurance Company
    El Segundo, CA
  • 10/2022 → 12/2022
    Park Avenue Securities
    El Segundo, CA
  • 12/2022 → 06/2023
    Park Avenue Securities
    Phoenix, AZ
  • 07/2023 → 07/2024
    One Wealth Management Investment And Advisory Services, Llc
    Phoenix, AZ
  • 04/2024 → Present
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-24
  • S66 Uniform Combined State Law Examination
    2020-08-24

View on SEC IAPD

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