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7719 Wood Hollow Drive Ste 216, Austin, TX 78731 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-31 |
Branch Locations
7719 Wood Hollow Drive Ste 216, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Austin | TX | 11/2008 | 02/2017 |
| P1 Capital Llc | Austin | TX | 10/2017 | 04/2018 |
| P1 Capital Llc | Austin | TX | 03/2017 | 04/2018 |
| Calton & Associates, Inc | Austin | TX | 04/2018 | 12/2024 |
| Waterloo Capital Management, Llc | Austin | TX | 04/2018 | 03/2022 |
| Planning Works Advisory, Inc. | Austin | TX | 01/2022 | Present |
1) Self employed Independent Insurance agent. 2) Employee/Shareholder of Planning Works, Inc., a separate legal entity established for accounting and tax purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-17 |
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