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Larry Lavern Kettle

Cetera Investment Advisers LLC

Sheboygan Falls, WI

CRD 4798600

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
WI RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • WI RA
    APPROVED
    Since 2023-06-29

Branch Locations

1102 Fond Du Lac Ave, Sheboygan Falls, WI 53085 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mersberger Financial Group Inc Sheboygan Falls WI 09/2013 05/2017
Voya Financial Advisors Sheboygan Falls WI 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2013 → 05/2017
    Mersberger Financial Group Inc
    Sheboygan Falls, WI
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Sheboygan Falls, WI
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:KETTLE FINANCIAL INC; Yes; 1102 FOND DU LAC AVE; SHEBOYGAN FALLS; WI; 53085; FINANCIAL SERVICES/DBA; OWNER; 1/1/2017; 200; 140; SALES AND SERVICE OF SECURITIES AND FINANCIAL PRODUCTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1102 FOND DU LAC AVE; SHEBOYGAN FALLS; WI; 53085; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/18/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Marshview Conservation Club; No; 5212 Grote Rd; Sheboygan; WI; 53083; Family Hunting Club; President; 2/1/2020; 2; 0; Run Meetings|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-04
S63 Uniform Securities Agent State Law Examination 2004-05-26
  • S65 Uniform Investment Adviser Law Examination
    2013-04-04
  • S63 Uniform Securities Agent State Law Examination
    2004-05-26

View on SEC IAPD

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