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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| WI | RA | APPROVED | 2023-06-29 |
Branch Locations
1102 Fond Du Lac Ave, Sheboygan Falls, WI 53085 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mersberger Financial Group Inc | Sheboygan Falls | WI | 09/2013 | 05/2017 |
| Voya Financial Advisors | Sheboygan Falls | WI | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:KETTLE FINANCIAL INC; Yes; 1102 FOND DU LAC AVE; SHEBOYGAN FALLS; WI; 53085; FINANCIAL SERVICES/DBA; OWNER; 1/1/2017; 200; 140; SALES AND SERVICE OF SECURITIES AND FINANCIAL PRODUCTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1102 FOND DU LAC AVE; SHEBOYGAN FALLS; WI; 53085; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/18/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Marshview Conservation Club; No; 5212 Grote Rd; Sheboygan; WI; 53083; Family Hunting Club; President; 2/1/2020; 2; 0; Run Meetings|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-26 |
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