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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-19 |
| WI | RA | APPROVED | 2022-08-19 |
Branch Locations
517 Monroe Street, Sheboygan Falls, WI 53085 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maritime Insurance Group | Sheboygon | WI | 10/2002 | 12/2019 |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2014 | 12/2019 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2014 | 08/2022 |
| M Squared Advisory Group, Llc | Sheboygan | WI | 12/2019 | Present |
| Merit Financial Group, Llc | Alpharetta | GA | 08/2022 | Present |
| Lpl Financial Llc | Sheboygan Falls | WI | 09/2022 | 08/2024 |
1) 9/2022- Donald Hammond- notary - non-inv. related- Sheboygan Falls, WI - start date 1/1/2020- 1hr/mth 2) 9/2022- Donald Hammond Jr- Non-Variable Insurance- Agent selling LTC, Term Life and Fixed Annuities.-inv. related- Sheboygan Falls, WI - start date 8/2022- 160hrs/mth 3) 09/21/2022 - Merit Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Senior Vice President/Managing Partner - Start Date - 08/19/2022 - 200 Hours Per Month/10 Hours During Securities Trading- I provide investment advisory services through Merit Financial Advisors, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 4) 09/21/2022 - Merit Financial Advisors - DBA: Mersberger Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Senior Vice President/Managing Partner - Start Date - 08/19/2022 - 200 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Mersberger Financial Group, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/21/2022 - Merit Financial Advisors - DBA: Merit Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Senior Vice President/Managing Partner - Start Date - 08/19/2022 - 200 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Merit Financial Advisors, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 1/26/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Wealth Manager - Start Date - 12/15/2022 - 5 Hours Per Month/5 Hours During Securities Trading 7) 2/3/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax preparer - Start Date - 01/01/2023 - 10 Hours Per Month/10 Hours During Securities Trading 8) VWA Properties, LLC; Investment Related; 4699 S. Fields Circle, Sheboygan, WI 53083; Real Estate; Owner; 03/15/2025; 10 hours monthly; 5-10 hours during trading; Owner/Developer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-14 |
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