Robert Moody

Employer firm

Touchstone Advisors Inc CRD 107028

$31.1B regulatory AUM

Reported services (Item 5G)

• Portfolio management (investment companies)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 03/2022
  Columbia Management Investmetn Dist.
  Boston, MA
• 03/2022 → Present
  Ifs Financial Services
  Cincinnati, OH
• 03/2022 → Present
  Touchstone Securities Inc.
  Cincinnati, OH

Previous Registrations

• 2010-06-15 → 2022-03-22
  Columbia Management Investment Advisers, Llc
  Boston, MA
• 2007-11-28 → 2009-02-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-11
• S63 Uniform Securities Agent State Law Examination
  2004-07-16

Other Names

• Robert John Moody
• Rob Moody
• Robert J Moody