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Besart Morina

LPl Financial LLC

Larkspur, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-14
  • CA RA
    APPROVED
    Since 2020-05-14

Branch Locations

1001 Magnolia Ave Unit A, Larkspur, CA 94939 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services San Francisco CA 07/2014 04/2020
Lpl Financial, Llc Larkspur CA 05/2020 Present
  • 07/2014 → 04/2020
    Unionbanc Investment Services
    San Francisco, CA
  • 05/2020 → Present
    Lpl Financial, Llc
    Larkspur, CA
Previous Registrations
  • 2014-07-17 → 2020-05-29
    U.S. Bancorp Advisors, Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Sonoma, CA
    San Rafael, CA
    San Rafael, CA
    Sonoma, CA
    San Rafael, CA
    Kentfield, CA
    San Anselmo, CA
    Mill Valley, CA
    Mill Valley, CA
    Tiburon, CA
    Corte Madera, CA
    Daly City, CA
    Kentfield, CA
    Mill Valley, CA
    Mill Valley, CA
  • 2011-01-03 → 2013-04-18
    Wells Fargo Clearing Services, Llc
    Green Valley, AZ
    Tucson, AZ
    Santa Rosa, CA
    Petaluma, CA
    Petaluma, CA
  • 2008-10-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Tucson, AZ
    Green Valley, AZ
    Sahuarita, AZ
  • 2005-08-22 → 2008-10-07
    Chase Investment Services Corp.
    Chicago, IL
    Tucson, AZ
Other Businesses

1)05/2020 - DBA for LPL Business (entity for LPL business) - Tiburon Wealth Advisors - 100% - INVESTMENT RELATED - LARKSPUR, CA 94939

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-27
  • S66 Uniform Combined State Law Examination
    2004-09-27

View on SEC IAPD

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JEFFREY LIMETA
GUSTAVO SANCHEZ

Other Offices

BROADWING CAPITAL ADVISORS, INC. · LARKSPUR, CA
PMB ADVISORS · LARKSPUR, CA
PMB ADVISORS · LARKSPUR, CA
STRATEGIC ADVISERS LLC · LARKSPUR, CA
EB FINANCIAL GROUP, LLC · LARKSPUR, CA
BEACON POINTE ADVISORS, LLC · Larkspur, CA
SHIRA RIDGE WEALTH MANAGEMENT · LARKSPUR, CA
WARM SPRINGS ADVISORS INC. · LARKSPUR, CA

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