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Nick Alexander

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Encino, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-19
CA RA APPROVED 2023-04-12
  • TX RA
    APPROVED
    Since 2023-04-19
  • CA RA
    APPROVED
    Since 2023-04-12

Branch Locations

16830 Ventura Blvd, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Northridge CA 01/2011 11/2016
Wells Fargo Bank, N.A. Northridge CA 04/2010 05/2021
Wells Fargo Clearing Services, Llc Northridge CA 11/2016 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino CA 03/2023 Present
Union Bank Glendale CA 05/2022 03/2023
Zephyr Investment Management Westlake Village CA 08/2021 04/2022
Bank Of America N.A. Encino CA 04/2023 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Northridge, CA
  • 04/2010 → 05/2021
    Wells Fargo Bank, N.A.
    Northridge, CA
  • 11/2016 → 05/2021
    Wells Fargo Clearing Services, Llc
    Northridge, CA
  • 03/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Encino, CA
  • 05/2022 → 03/2023
    Union Bank
    Glendale, CA
  • 08/2021 → 04/2022
    Zephyr Investment Management
    Westlake Village, CA
  • 04/2023 → Present
    Bank Of America N.A.
    Encino, CA
Previous Registrations
  • 2011-01-03 → 2021-06-07
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    Westlake Village, CA
    Encino, CA
    Woodland Hills, CA
  • 2009-03-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Northridge, CA
    Encino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-09
S63 Uniform Securities Agent State Law Examination 2000-02-22
  • S66 Uniform Combined State Law Examination
    2009-03-09
  • S63 Uniform Securities Agent State Law Examination
    2000-02-22
Other Names
  • Nedal N Alexander
  • Nedal N Ayoub
  • Nedal N Alexander

View on SEC IAPD

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ALAN RANDALL GOODSTEIN
Jason Terrance Thomas
KENNETH LEE WILLNER
Miles Kenneth Rader
MATTHEW DAVID HELLER
Alexander Paul Tuckman
MATTHEW MILLER DAVIS

Other Offices

GOODSTEIN WEALTH MANAGEMENT LLC · ENCINO, CA
PORTFOLIO DESIGN LABS, LLC · ENCINO, CA
WILLNER & HELLER LLC · ENCINO, CA
WEALTH MANAGEMENT PARTNERS OF LOS ANGELES · ENCINO, CA
FINANCIAL PLANNING FOR GENERATIONS, INC. · ENCINO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ENCINO, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINO, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINO, CA

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