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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-01
TX RA APPROVED 2024-11-04
  • LA RA
    APPROVED
    Since 2024-12-01
  • TX RA
    APPROVED
    Since 2024-11-04

Branch Locations

1241 Southridge Ct Suite 104, Hurst, TX 76053 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Addison TX 06/2007 01/2019
Princor Financial Services Corp Addison TX 06/2007 01/2019
Lpl Financial, Llc Hurst TX 01/2019 06/2025
Householder Group Estate & Retirement Specialists Hurst TX 01/2019 10/2024
Wealth Enhancement Group Hurst TX 11/2024 Present
Wealth Enhancement Advisory Services Hurst TX 11/2024 Present
Wealth Enhancement Brokerage Services Hurst TX 11/2024 Present
  • 06/2007 → 01/2019
    Principal Life Insurance Co
    Addison, TX
  • 06/2007 → 01/2019
    Princor Financial Services Corp
    Addison, TX
  • 01/2019 → 06/2025
    Lpl Financial, Llc
    Hurst, TX
  • 01/2019 → 10/2024
    Householder Group Estate & Retirement Specialists
    Hurst, TX
  • 11/2024 → Present
    Wealth Enhancement Group
    Hurst, TX
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Hurst, TX
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Hurst, TX
Previous Registrations
  • 2019-11-22 → 2024-11-01
    Householder Group Estate & Retirement Specialists
    Hurst, TX
Other Businesses

No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/01/2004 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - Life, Health, Disability. Wealth Enhancement Advisory Services - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 09/01/2024 - 1 Hrs/Mth - 1 Hrs During Trading. I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2004-07-09
  • S65 Uniform Investment Adviser Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2004-07-09

View on SEC IAPD

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