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4086 Legacy Parkway, Lansing, MI 48911-4261 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-11 |
| MI | RA | APPROVED | 2017-08-03 |
Branch Locations
5800 Gratiot Rd. Suite 201, Saginaw, MI 48638 • United States
4086 Legacy Parkway, Lansing, MI 48911-4261 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Saginaw | MI | 08/2014 | 07/2017 |
| Royal Alliance Associates | Saginaw | MI | 07/2017 | 12/2017 |
| Rehmann Capital Advisory Group | Saginaw | MI | 07/2017 | Present |
| Rehmann Financial Network | Lansing | MI | 07/2017 | Present |
1) REHMANN CAPITAL ADVISORY GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/27/2017 ADDRESS: 5800 Gratiot Road, Suite 201, Saginaw MI 48638, United States; DESCRIPTION: Providing financial planning and investment advice to clients in an advisory capacity. 2) REHMANN INSURANCE GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/27/2017; ADDRESS: 5800 Gratiot Road, Ste 201, Saginaw MI 48638, United States DESCRIPTION: Provide insurance based on a needs analysis for clients. 3. REHMANN FINANCIAL NETWORK LLC POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/27/2017 ADDRESS: 4086 Legacy Parkway, Lansing MI 48911, United States DESCRIPTION: "finder" in referring customers to Royal Alliance & Associates, Inc., CRD# 23131, One World Financial Center, 15th Floor, New York, NY 10281 (Royal Alliance)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-09 |
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