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Current Employers
Rehmann Wealth

4086 Legacy Parkway, Lansing, MI 48911-4261 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-11
MI RA APPROVED 2017-08-03
  • TX RA
    APPROVED
    Since 2019-01-11
  • MI RA
    APPROVED
    Since 2017-08-03

Branch Locations

5800 Gratiot Rd. Suite 201, Saginaw, MI 48638 • United States

4086 Legacy Parkway, Lansing, MI 48911-4261 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Saginaw MI 08/2014 07/2017
Royal Alliance Associates Saginaw MI 07/2017 12/2017
Rehmann Capital Advisory Group Saginaw MI 07/2017 Present
Rehmann Financial Network Lansing MI 07/2017 Present
  • 08/2014 → 07/2017
    Raymond James & Associates
    Saginaw, MI
  • 07/2017 → 12/2017
    Royal Alliance Associates
    Saginaw, MI
  • 07/2017 → Present
    Rehmann Capital Advisory Group
    Saginaw, MI
  • 07/2017 → Present
    Rehmann Financial Network
    Lansing, MI
Previous Registrations
Other Businesses

1) REHMANN CAPITAL ADVISORY GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/27/2017 ADDRESS: 5800 Gratiot Road, Suite 201, Saginaw MI 48638, United States; DESCRIPTION: Providing financial planning and investment advice to clients in an advisory capacity. 2) REHMANN INSURANCE GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/27/2017; ADDRESS: 5800 Gratiot Road, Ste 201, Saginaw MI 48638, United States DESCRIPTION: Provide insurance based on a needs analysis for clients. 3. REHMANN FINANCIAL NETWORK LLC POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/27/2017 ADDRESS: 4086 Legacy Parkway, Lansing MI 48911, United States DESCRIPTION: "finder" in referring customers to Royal Alliance & Associates, Inc., CRD# 23131, One World Financial Center, 15th Floor, New York, NY 10281 (Royal Alliance)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
S63 Uniform Securities Agent State Law Examination 2004-07-09
  • S66 Uniform Combined State Law Examination
    2009-12-30
  • S63 Uniform Securities Agent State Law Examination
    2004-07-09
Other Names
  • Joseph John Zaiter

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