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Gale D Withers

Ameriprise Financial Services, LLC

Temple, PA

Fleetwood, PA

CRD 4796707

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-04
PA RA APPROVED 2012-05-11
  • TX RA
    APPROVED
    Since 2025-06-04
  • PA RA
    APPROVED
    Since 2012-05-11

Branch Locations

12 Hickory Ln, Temple, PA 19560-9756 • United States

Fleetwood, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Temple PA 05/2012 03/2020
Ameriprise Financial Services, Llc Temple PA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; 12 Hickory Lane, , Temple, PA, 19560; Not Investment-Related; 06/06/2006.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-09
  • S63 Uniform Securities Agent State Law Examination
    2004-07-09
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

PRIVATE ADVISOR GROUP, LLC
SANTANDER SECURITIES LLC
LPL FINANCIAL LLC

Nearby Investors

FRANK PETER SABATUCCI
Christopher Vorgity
LINDA HOBSON SCHWAB

Nearby Offices

PRIVATE ADVISOR GROUP, LLC · TEMPLE, PA
SANTANDER SECURITIES LLC · Laureldale, PA
LPL FINANCIAL LLC · READING, PA

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