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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-29 |
| NY | RA | APPROVED | 2021-08-17 |
| CA | RA | APPROVED | 2021-06-09 |
| MD | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED | 2021-06-09 |
| VT | RA | APPROVED | 2021-06-09 |
| VA | RA | APPROVED | 2021-06-09 |
Branch Locations
300 Saw Mill River Rd, Elmsford, NY 10523 • United States
3031 E. Main Street, Mohegan Lake, NY 10547 • United States
228 South Main Street, New City, NY 14085 • United States
135 Main Street, Nyack, NY 10960 • United States
246 South Highland Ave., Ossining, NY 10562 • United States
770 Chestnut Ridge Road, Chestnut Ridge, NY 10977 • United States
66 Route 59, Monsey, NY 10952 • United States
4435 Pottsville Pike, Reading, PA 19605 • United States
1966 Greenspring Drive #405, Timonium, MD 21093 • United States
Parkton, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Pikesville | MD | 08/2008 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
| Lpl Financial Llc | San Diego | CA | 06/2021 | Present |
1) 11/28/2023 - Wilmington Advisors @ M&T - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/14/2021 - 160 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-02-27 |
| S65 | Uniform Investment Adviser Law Examination | 1998-11-19 |
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