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Stephen Andrew Tuckwood

Modern Wealth Management, LLC

Kansas City, MO

Roswell, GA

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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-03
KS RA APPROVED 2026-02-03
GA RA APPROVED 2023-05-17
  • CA RA
    APPROVED
    Since 2026-02-03
  • KS RA
    APPROVED
    Since 2026-02-03
  • GA RA
    APPROVED
    Since 2023-05-17

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 08/2012 08/2019
Goldman Sachs Atlanta GA 08/2019 03/2023
Modern Wealth Management, Llc Lenexa KS 04/2023 Present
  • 08/2012 → 08/2019
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 08/2019 → 03/2023
    Goldman Sachs
    Atlanta, GA
  • 04/2023 → Present
    Modern Wealth Management, Llc
    Lenexa, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-02
  • S65 Uniform Investment Adviser Law Examination
    2008-09-02

View on SEC IAPD

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SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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