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Timothy Jason Riley

Wells Fargo Clearing Services, LLC

Alton, IL

O Fallon, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-19
IL RA APPROVED 2019-06-26
  • TX RA
    APPROVED_RES
    Since 2022-08-19
  • IL RA
    APPROVED
    Since 2019-06-26

Branch Locations

112 Homer Adams Pkwy, Alton, IL 62002 • United States

1405 N Green Mount Rd Ste 200, O Fallon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Shiloh IL 11/2010 06/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2019
Wells Fargo Clearing Services Llc O'FAllon IL 06/2019 Present
  • 11/2010 → 06/2019
    Morgan Stanley Smith Barney
    Shiloh, IL
  • 01/2015 → 06/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2019 → Present
    Wells Fargo Clearing Services Llc
    O'FAllon, IL
Previous Registrations
  • 2010-11-05 → 2019-06-28
    Morgan Stanley
    Edwardsville, IL
    St. Louis, MO
  • 2008-06-30 → 2010-11-11
    Morgan Keegan & Company, Llc
    St. Louis, MO
    Memphis, TN
    Swansea, IL
    Birmingham, AL
    Belleville, IL
Other Businesses

OLD YELIR, LLC; NOT INVESTMENT RELATED; BELLEVILLE,IL; 25% OWNERSHIP; START DATE 01/04/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; HOLDS REAL ESTATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-27
  • S66 Uniform Combined State Law Examination
    2008-06-27

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
FINANCIAL PLANNING ADVISORS, INC.
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
COPPELL ADVISORY SOLUTIONS LLC
THRIVENT INVESTMENT MANAGEMENT INC.
U.S. BANCORP ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS, LLC

Other Investors

STEPHEN STRINNI
ALFRED JEFFREY HICKS
Timothy Aaron Epps
DWIGHT DAVID TUNGETT
CODY R HERRING
PATRICK R LOECHL
TIMOTHY ALAN BRUEGGEMAN
ROBERT THOMAS STEGEMEIER

Other Offices

CETERA INVESTMENT ADVISERS LLC · ALTON, IL
FINANCIAL PLANNING ADVISORS, INC. · ALTON, IL
EDWARD JONES · ALTON, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Alton, IL
COPPELL ADVISORY SOLUTIONS LLC · Alton, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Alton, IL
U.S. BANCORP ADVISORS, LLC · Alton, IL
EDWARD JONES · ALTON, IL

More in Alton, IL

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