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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-23
PA RA APPROVED 2014-04-07
NJ RA APPROVED 2014-04-03
  • FL RA
    APPROVED
    Since 2016-08-23
  • PA RA
    APPROVED
    Since 2014-04-07
  • NJ RA
    APPROVED
    Since 2014-04-03

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Gainesville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ft Lauderdale FL 09/2015 Present
Previous Registrations
Other Businesses

1) DAPPA MOTORSPORTS; NOT INVESTMENT RELATED; LAUDERHILL, FL; 100% OWNERSHIP; AFTERMARKET CAR PARTS; START DATE 4/2007; 20 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: MARKET AND PROCESS TRANSACTIONS. 2) DAPPA REAL ESTATE INVESTMENT INC; INVESTMENT; LAUDERHILL, FL; OWNER; PURCHASE AND RENOVATE FOR RESALE; START DATE 12/31/2012; 10 HRS PER MONTH. 3) DAPPA HEALTH & FITNESS INC; NOT INVESTMENT RELATED; LAUDERHILL, FL; OWNER; PERSONAL TRAINING; START DATE 12/31/2012; 10 HRS PER MONTH. 4) NAME OF OTHER BUSINESS: DCDS, LLC / INVESTMENT RELATED?: Yes / ADDRESS: 401 E Las Olas Blvd, Suite 150-662, Ft. Lauderdale, FL / NATURE OF THE BUSINESS: Auto Cleaning & Detailing Service / POSITION: Sole Proprietorship / DUTIES: Owner / START DATE: 9-30-2022 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-16
  • S66 Uniform Combined State Law Examination
    2004-07-16

View on SEC IAPD

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