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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-02 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
1999 Ave Of The Stars, 22Nd Fl, CA 90067 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-29 |
Branch Locations
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
Monterey Park, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Beverly Hills | CA | 07/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Los Angeles | CA | 04/2026 | Present |
RENTAL PROPERTY, INV RELATED, LOS ANGELES, CA, 100% OWNER, START:4/2015, 0 HOURS, DUTIES: RENTAL. RENTAL PROPERTY; INVESTMENT RELATED; ALHAMBRA,CA; 100% OWNERSHIP; START DATE 07/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NONE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-22 |
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