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Paul Mcmahon Kelley

Piper Sandler & Co.

Minneapolis, MN

Austin, TX

CRD 4796280

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Employer firm

Piper Sandler & Co. CRD 665

$1.28B regulatory AUM 19 advisory clients

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-08-05
  • MN RA
    APPROVED
    Since 2016-08-05

Branch Locations

350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States

8701 Bee Cave Road Suite 200, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co Minneapolis MN 04/2004 Present
Piper Jaffray Investment Management Llc Minneapolis MN 04/2012 Present
  • 04/2004 → Present
    Piper Jaffray & Co
    Minneapolis, MN
  • 04/2012 → Present
    Piper Jaffray Investment Management Llc
    Minneapolis, MN
Previous Registrations
  • 2012-04-04 → 2016-08-05
    Piper Jaffray Investment Management, Llc
    San Francisco, CA
  • 2009-03-03 → 2012-04-05
    Fiduciary Asset Management Llc
    Clayton, MO
    Portland, OR
  • 2008-09-24 → 2011-02-17
    Piper Jaffray Investment Management, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-23
S63 Uniform Securities Agent State Law Examination 2007-05-14
  • S66 Uniform Combined State Law Examination
    2008-09-23
  • S63 Uniform Securities Agent State Law Examination
    2007-05-14

View on SEC IAPD

Nearby Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS

Nearby Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan

Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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