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Paul Mcmahon Kelley

Piper Sandler & Co.

Minneapolis, MN

Austin, TX

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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-08-05
  • MN RA
    APPROVED
    Since 2016-08-05

Branch Locations

350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States

8701 Bee Cave Road Suite 200, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co Minneapolis MN 04/2004 Present
Piper Jaffray Investment Management Llc Minneapolis MN 04/2012 Present
  • 04/2004 → Present
    Piper Jaffray & Co
    Minneapolis, MN
  • 04/2012 → Present
    Piper Jaffray Investment Management Llc
    Minneapolis, MN
Previous Registrations
  • 2012-04-04 → 2016-08-05
    Piper Jaffray Investment Management, Llc
    San Francisco, CA
  • 2009-03-03 → 2012-04-05
    Fiduciary Asset Management Llc
    Clayton, MO
    Portland, OR
  • 2008-09-24 → 2011-02-17
    Piper Jaffray Investment Management, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-23
S63 Uniform Securities Agent State Law Examination 2007-05-14
  • S66 Uniform Combined State Law Examination
    2008-09-23
  • S63 Uniform Securities Agent State Law Examination
    2007-05-14

View on SEC IAPD

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